-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UhhDeDiwtxxoa9vSN4PqdW5msevJAM1KdfcBG2NqxtOI4HRPuYUhItLxnE17Gniy BU8xrmFMmKRCW8ykkoxkfw== 0000950123-03-000435.txt : 20030117 0000950123-03-000435.hdr.sgml : 20030117 20030117144730 ACCESSION NUMBER: 0000950123-03-000435 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030117 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4650 GORDON DRIVE CITY: NAPLES STATE: FL ZIP: 33940 BUSINESS PHONE: 9412628577 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EQUIDYNE CORP CENTRAL INDEX KEY: 0000352281 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 042608713 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-32922 FILM NUMBER: 03517653 BUSINESS ADDRESS: STREET 1: 11770 BERNARDO PLAZA CT CITY: SAN DIEGO STATE: CA ZIP: 92128 BUSINESS PHONE: 8584517001 MAIL ADDRESS: STREET 1: 11770 BERNARDO PLAZA CT STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92128 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN ELECTROMEDICS CORP DATE OF NAME CHANGE: 19920703 SC 13G 1 y70941dsc13g.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Equidyne Corporation (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 29442R105 (CUSIP Number) December 19, 2002 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) Page 1 of 5 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP NO. 29442R105 PAGE 2 OF 5 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lloyd I. Miller, III ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5 SOLE VOTING POWER SHARES 501,900 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 361,600 EACH 7 SOLE DISPOSITIVE POWER REPORTING 501,900 PERSON 8 SHARED DISPOSITIVE POWER WITH 361,600 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 863,500 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.8% 12 TYPE OF REPORTING PERSON IN-IA-OO *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 5 Item 1(a). Name of Issuer: Equidyne Corporation Item 1(b). Address of Issuers's Principal Executive Offices: 11770 Bernardo Plaza Court, Suite 351 San Diego, CA 92128 Item 2(a). Name of Person Filing: Lloyd I. Miller, III Item 2(b). Address of Principal Business Office or, if None, Residence: 4550 Gordon Drive, Naples, Florida 34102 Item 2(c). Citizenship: U.S.A. Item 2(d). Title of Class of Securities: Common Stock, $0.10 par value Item 2(e). CUSIP Number: 29442R105
Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A: Not Applicable, this statement is filed pursuant to 13d-1(c) Item 4. OWNERSHIP: The reporting person shares dispositive and voting power with respect to 361,600 shares of the reported securities as (i) an advisor to the trustee of certain family trusts, (ii) as an investment advisor to the reporting person's former wives, and (iii) as an investment advisor to the custodian of certain accounts established under the Florida Uniform Gift to Minors Act. The reporting person has sole dispositive and voting power with respect to 501,900 shares of the reported securities as (i) an individual, (ii) as the manager of a limited liability company that is the general partner of certain limited partnerships, (iii) as the trustee for certain generation skipping trusts, and (iv) as the custodian of a certain account established under the Florida Uniform Gift to Minors Act. (a) 863,500 (b) 5.8% (c) (i) sole voting power: 501,900 (ii) shared voting power: 361,600 (iii) sole dispositive power: 501,900 (iv) shared dispositive power: 361,600
Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable. Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Page 4 of 5 Persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities. Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable. Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable. Item 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable. Page 5 of 5 Item 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 17, 2003 /s/ Lloyd I. Miller, III ------------------------------- Lloyd I. Miller, III -----END PRIVACY-ENHANCED MESSAGE-----